The previous couple of blogs, the land of milk and honey and the origin of grain agriculture: some thoughts, were written by the brewer with me doing the editing. I must admit that I couldn't resist adding a little bit of archaeological detail here and there. His theme was the origin of grain agriculture in the ancient Near East and Levant in the epi Palaeolithic over twenty thousand years ago. How did these hunter gatherers of the Fertile Crescent learn how to make malt? What happened?
The idea that they were eating the green and unripe grain first and that they gradually learned how to process the ripe grains into malt and malt sugars is his idea. Not mine. It's a new aspect to our investigation of how the art and craft of making malt and ale from the grain began.
I submitted my M.Phil thesis "Barley, Malt and Ale in the Neolithic" to the University of Manchester in 1999. It was published in 2004, by invitation, as a BAR (British Archaeological Report S1213) and is now out of print. I've heard that the BAR publishing people are in the process of reprinting some of the old ones,
mine included. I look forward to that.
We stand on the shoulders of giants. Here's some of the inspiration for my research: the Braidwood "Bread/Beer debate in the 1950s and his team's extensive excavations in the hilly flanks of the Zagros mountains. Also, the excellent paper on 'Bread and Beer: the early use of cereals in the human diet' by Katz and Voigt (1986) and an article published in Archaeology in 1991 by Katz and Maytag "Brewing an Ancient Beer". Delwen Samuel's recreation of an ancient Egyptian beer made the news in 1996 and this was another reason why I began investigating the topic of ancient beer brewing techniques.
I particularly like John Tyndall's investigations and remarks on fermentation and the brewing process. His work continued the research of Louis Pasteur. The explanations of the biochemistry of the malting and brewing processes by Dave Line were invaluable.
Sometimes
people tell me that I should write a book. I already have. I've also
been told that many people only read the introduction and the conclusion
of academic publications. So here, for your interest and enjoyment, is
something I wrote earlier:
INTRODUCTION
“Our prehistoric fathers may have been savages, but they were
clever and observant ones ... the art and practice of the brewer are
founded on empirical observation ... the brewer learnt from long
experience the conditions not the reasons for success”
John Tyndall, extracts from his speech on Fermentation Glasgow Science Lectures Association
October 19th 1876
Grain
in prehistoric diet
The preparation and consumption of food and drink are important
aspects of prehistory that can provide a valuable insight into the
daily lives of people in past societies. The introduction of the
cultivation of grain in the Near East and the spread of the
agricultural lifestyle across Europe and into the British Isles was a
great change in the lives and habits of Mesolithic people. It is one
of the most important changes to have occurred in prehistory. After
millennia of subsistence activities based on hunting, gathering and
fishing people began to cultivate and therefore to have control over
a variety of crops, including wheat and barley. They also began to
domesticate animals. Much has been written of this so-called
“Neolithic Revolution”, that is, the period of change from
gathering, hunting and fishing to that of farming and herding. It was
a change of lifestyle that occurred at different times in different
parts of the world, but what was it that made people choose to
cultivate wheat and barley, in particular?
Cereal
grains are a major source of carbohydrate in the human diet, being
useful for making porridge, bread and flour. They are also unique as
a potential source of malt and malt sugars that can be fermented into
beer or ale. With a minimum of simple equipment, such as containers,
water and heat, it is possible to trick the barley into digesting
itself into sugars. This aspect of grain processing has been
overlooked in much of the archaeological literature relating to the
transition from Mesolithic to Neolithic.
Brewing
in the 21st century has become a global, multi-million
pound technological business, with large breweries producing billions
of gallons of beer annually. Many of these large breweries whose
names are so familiar today such as Bass, Worthington, Younger and
Guinness have only been in existence since the middle of the 18th
Century. Prior to this quite recent
industrialisation malt, beer and ale were manufactured either
domestically or locally on a small scale.
The techniques of brewing small amounts of beer from malted grain
have become largely neglected and the skill of domestic brewing is no
longer a part of most peoples’ daily experience. This thesis, based
upon the biochemistry of malting and brewing and upon small-scale
domestic brewing methods (Line 1980) proposes that Mesolithic
cultures were interested in making particular products from the
grain, that is, sweet malts and ale and that this was a major factor
in the decision to selectively cultivate grain.
The
‘bread or beer’ debate
Robert Braidwood of the Oriental Institute of the University of
Chicago (1953) first posed the question ‘Did man once live by beer
alone?’ and this debate still continues today. Solomon Katz (1986,
1991) has coined the phrase ‘biocultural evolution’ and he
argues for the importance of the transference of specialised food
processing techniques to subsequent generations. Certain processing
activities, such as brewing, become enshrined in ritual. Brian Hayden
(1996) agrees with Katz and Voigt that grain was first domesticated
to produce ale for consumption at feasts and at other special
occasions. However, he notes the difficulty of finding direct
archaeological evidence for early farming techniques and such grain
processing activity as brewing (Hayden 1990).
Most recently Alexander Joffe (1998:297) has proposed “the
production, exchange and consumption of alcoholic beverages form a
significant element and regularity in the emergence of complex,
hierarchically organised societies, along with the restructuring of
labour and gender relations.” Although these arguments are in the
context of early Neolithic cultures in the Near East, the Levant and
Egypt, they are equally as relevant to grain cultivation and
processing across Europe and in the British Isles during the
Neolithic.
Brewing in history and prehistory
Both
the manufacture and the consumption of a wide range of alcoholic
beverages are understood to have been important aspects of social,
economic, religious and ritual life in Iron Age Europe (Dietler
1989), in Viking cultures and in early medieval Europe (Woolf &
Eldridge 1994, Davidson 1998). Drinking horns and a huge bronze
cauldron that contained the remnants of mead was found in a rich
‘princely’ grave at Hochdorf, Germany, dated to the 1st
millennium BC (Biel 1996). A large quantity of
carbonised malt, accidentally burnt as it was being kilned, was found
at Eberdingen-Hochdorf (Stika 1996). Malt is the primary
ingredient for beer or ale.
The earliest written references to ale being made
in the British Isles can be found in the Vindolanda tablets, dated to
the early 1st
millennium AD. Roman soldiers recorded their purchases of barley ale
made by the local tribes. Pliny refers to the Gallic tribes of
Northern Europe making “intoxicating drinks from corn steeped in
water...that are capable of being kept until they have attained a
considerable age” (Pliny XIV Ch 29). There are also many references
to the manufacture and consumption of ale and mead in the myths,
legends and skaldic verse of the Viking Age in northern Europe.
Ale and mead were consumed on many occasions, for
example at religious feasts and festivals, at funerals, in drinking
competitions and before the men departed to sea in the spring (Gayre
1948:45, Davidson 1988:11,12). Women were usually responsible for the
manufacture of alcoholic drinks in the societies cited above and
there were close associations between the consumption of ale and the
worship of deities (Dietler 1996, Joffe 1998, Davidson
1988). Ale is manufactured from malt, with herbs added for
flavour and preservation. Mead is fermented honey and water with
similar flavourings and preservatives as those used in the brewing of
ale, such as Meadowsweet (Filipendula
ulmaria). Honey was frequently added to
the malt and so it is difficult to be clear as to the precise nature
of the ‘ale’ and ‘mead’ referred to in ancient texts, myths
and legends.
There
is convincing evidence for the manufacture of both ale and mead
during the Bronze Age in Europe and in the British Isles. Organic
residues within a beaker accompanying a female burial in a
stone-lined cist at North Mains, Strathallan, Fife, were analysed and
found to consist of cereal residues and Meadowsweet pollen. They were
dated to c1540 BC (Barclay et al 1983). The excavators interpreted
this as being the probable remains of a fermented cereal-based drink.
At Ashgrove, Fife, Scotland, a beaker containing significant
quantities of Lime Flower (Tilia
cordata) and Meadowsweet pollen was
discovered, again in a stone-lined cist accompanying a burial
(Dickson 1978). The contents of the beaker were probably mead rather
than ale. Vessels made of birch bark have been found at Egtved and at
other Danish bog burial sites. Analysis of the contents indicates the
“debris of wheat grains, leaves of bog myrtle (Myrica
gale) and fruits of cranberry”
(Dickson 1978:111). Bog myrtle was an additive used regularly as a
preservative in the manufacture of ale prior to the introduction of
hops in the late Middle Ages (Vencl 1994, Bennett 1996).
Neolithic
Britain
In recent years organic residues that might indicate the manufacture
of alcoholic drinks have been found on Neolithic pottery assemblages
at ritual and domestic sites within the British Isles. Residues on
sherds of Grimston-Lyles pottery and Grooved Ware from pits at
Machrie Moor, Arran, were analysed and found to contain cereal pollen
together with macro plant remains. These were interpreted as the
probable remains of a mead-type drink (Haggerty 1991:91).
Cereal based residues were found on sherds of large Grooved Ware
vessels that had been buried in pits situated close by a rectangular
timber structure at a Neolithic and Bronze Age ceremonial site at
Balfarg/Balbirnie, Tayside. Pollen from plants including Meadowsweet,
Henbane, Deadly Nightshade, Cabbage and Mustards were noted in these
residues, an interesting mixture of additives perhaps indicating some
kind of fermented mead/ale type brew with special properties (Moffatt
in Barclay et al 1993). At the Neolithic village at Barnhouse,
Orkney, barley residues have been identified on some of the Grooved
Ware vessels (Jones 2000). Scientific analysis, specifically Gas
Chromatography and Mass Spectrometry, has indicated the presence of
‘unidentified sugars’ within the fabric of some of these vessels.
These sugars might be maltose.
Thousands of charred cereal grains were found at
the site of a large timber hall at Balbridie, Kincardine, dated to
the early 4th
millennium BC (Fairweather & Ralston 1993). Charred grain was
also found at the site of a rectangular timber building at Lismore
Fields, Buxton (Garton 1987). These finds and the cereal based
residues described above are an indication of grain processing,
perhaps for the manufacture of malts and ale, during the early
Neolithic in the British Isles.
The possibility that grain processing activities during the early
Neolithic of the British Isles included malting, mashing and
fermentation should be considered and further investigated. Ian
Hodder (1997:695) has argued for a destabilisation of
‘taken-for-granted’ assumptions in the interpretation of
archaeological data and for the need to look at material culture
assemblages as a complete whole. This multidisciplinary research and
the subsequent interpretation of Neolithic grain processing
techniques take this approach.
Brewing
is “one of the oldest biotechnological processes of all”
(Kretschmer 1996) requiring skill as well
as specialised knowledge. Each stage of the process requires very
specific and different conditions. In prehistory, the transformation
of grain into malts and ale was very likely to have been an important
social, symbolic and economic activity, as well as being a
specialised and skilled craft that was passed on from one generation
to the next. Malting, mashing and brewing have a great potential for
apprenticeships, for the creation of social hierarchies and status
and for the possession of secret or specialised knowledge. These
grain processing activities may also have been extremely significant
in terms of both ritual and social behaviour.
Andrew Sherratt has investigated and discussed the possibilities that
drugs, such as cannabis and opium poppy seeds, were consumed in the
Neolithic and Bronze Ages, perhaps as ritual or specialist activities
(Sherratt 1991, 1995, 1996). Ale is also an intoxicant and a great deal of
evidence exists for its manufacture and consumption during the
Neolithic. There is also some tentative evidence for the ale to have
been enhanced, at times, with psychoactive drugs such as Henbane and
Deadly Nightshade although there is some contention and debate
surrounding this issue (Long et al 1999). Whether or not alcoholic
brews were enhanced with such additives is difficult to prove.
Malting
and brewing in prehistory
In order to recognise the extant archaeological evidence for malting,
mashing and fermentation it is helpful to understand the basics of
the biochemistry as well as the methods and techniques of grain
processing for malt sugars and ale. Chapter One examines the specific
craft skills of the maltster and the brewer. Chapter Two examines
some of the traditional and ancient use of herbal additives that
preserve, flavour or strengthen the ale. The archaeological evidence
for malting, mashing and brewing activity in the Levant, in the Near
East and in Egypt is assessed in Chapter Three. Chapter Four assesses
this evidence with respect to the European early Neolithic and
Chapter Five examines the stone buildings of Neolithic Orkney in
terms of grain storage and processing activities. Chapter Six
investigates whether the Grooved Ware Culture of mainland Britain had
a suitable material culture to make malt and ale from the barley
grain that they grew.
Research
for this thesis initially began with the Bronze Age of the British
Isles. The original intention was to investigate the manufacturing
techniques of Bronze Age brewers. However, barley has been cultivated
in Britain since the early 4th millennium BC (Ashmore
1996). The focus of research soon turned to the Neolithic of the
British Isles. In order to place British Neolithic grain cultivation
and processing techniques into context it was necessary to look at
the earliest development of cereal cultivation in the Near East, the
Levant and Europe. The remit of this thesis has changed considerably
as it has developed.
The
Neolithic extends from the 9th/8th
millennia BC in the Levant and Near East to the 4th/3rd
millennia BC in the British Isles. This thesis covers a wide
geographical area and an extensive timescale. It has not been
possible to investigate every area in detail. Therefore selective
sites have been chosen for analysis. This is an initial investigation
into the possibilities for malting, mashing and brewing during the
Neolithic.
References:
Ashmore, P. 1996 Neolithic and Bronze Age Scotland Historic Scotland, Batsford
Barclay, G. et al 1983 Sites of the 3rd Millennium BC to the 1st Millennium AD at North Mains, Strathallan, Perthshire Proceedings of the Society of Antiquaries of Scotland Volume 113, 122-282
Bennett, J. 1996 Ale Beer and Brewsters in England: Womens's work in a changing world, 1300. Oxford University Press
Biel, von J. 1996 Experiment Hochdorf:Keltische Hanwerkskunst Wiederbeleb herausgegeben. Wais & Partner. Stuttgart
Braidwood, R. 1953 Did man once live by bread alone? American Anthropologist 55, 515-526
Davidson, H. 1998 Roles of the Northern Goddess. Routledge
Dickson, J. 1978 Bronze Age Mead Antiquity 52, 108-112
Dietler, M. 1989 Driven by Drink: the role of drinking in the political economy and the case of early Iron Age France Journal of Anthropological Archaeology 9, 352-406
Fairweather, A. & Ralston, I. 1993 The Neolithic timber hall at Balbridie, Grampion region, Scotland: a preliminary note on dating and macrofossils Antiquity 67 313-323
Garton, D. Buxton Current Archaeology 9.8 No 103
Gayre, G. 1948 Wassail! in Mazers of Mead Philimore and Co Ltd
Haggerty, A. 1991 Machrie Moor, Arran: recent excavations of two stone circles. Proceedings of the Society of Antiquaries Volume 121, 51-94.
Hayden, B. 1990 Nimrods, Piscators, Pluckers and Planters: The Emergence of Food Production. Journal of Anthropological Archaeology 9, 31-69
Hayden, B. 1996 Feasting in prehistoric and traditional societies. In Weissner, P. and Schiefenhovel, W. (eds) Food and the status quest: an interdiscpliary perspective. Berghan Books.
Hodder 1997 Always momentary, fluid and flexible: towards a reflexive excavation methology. Antiquity 71,691-700
Joffe, A. 1998 Alcohol and Social Complexity in Ancient Western Asia. Current Anthropology Volume 9 No 3, 297-322
Jones, A. 2002 Archaeological Theory and Scientific Practice Cambridge University Press
(information was initially obtained from his unpublished PhD thesis 1997. It was later published here.)
Katz, S. and Maytag, F. 1991 Brewing an Ancient Beer Archaeology Volume 44 No 4, 24-33
Katz and Voigt 1986 Bread and Beer: the early use of cereals in the human diet Expedition Volume 25/2 23-34
Kretshmer, von H 1996 Brauen fruher und heute. In Biel 1996
Line, D. 1985 The Big Book of Brewing (14th edition) Argus Books, GW Kent Inc USA
Long et al 1999 Black Henbane in the Scottish Neolithic: a re-evaluation of palynological findings from Grooved Ware pottery at Balfarg Riding School and Henge, Fife. Journal of Archaeological Science Vol 26, 45-52
(published after my thesis completed but reference included in the 2004 BAR.)
Sherratt, A. 1991 Sacred and Profane Substances: the ritual use of narcotics in later neolithic Europe in Garwood et al Sacred and Profane, Proceedings of a conference on Archaeology, Ritual and Religion Oxford University Committee for Archaeology Monograph No 32, 51-64
Sherratt, A. 1995 Alcohol and its alternatives: symbol and substance in pre-industrial cultures in Goodman and Graham Consuming habits: Drugs in History and Anthropology. Routledge.
Sherratt, A. Flying up with the souls of the dead British Archaeology June, No 15, p14
Stike, H-P 1996 Traces of a possible Celtic brewery in Eberdingen-Hochdorf, Kreis Ludwigsburg, SW Germany. Vegetation History and Archaeobotany Volume 5, No 1-2, 57 -65
Vencl, S. 1994 The Archaeology of Thirst. Journal of European Archaeology 2.2, 299-326